Unclaimed
Scott Robert Browning is a registered representative of Apollo Global Securities, LLC. Scott has been in the securities industry since January 30, 2013. Scott is registered in Texas. Scott holds Series 63, Series 24, SIE and Series 79 licenses. Scott previously worked at Goldman, Sachs & Co. from September 8, 2011 to August 22, 2013. Scott has a strong background in investment banking and is well-equipped to help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/16/2015 - Present
Apollo Global Securities, LLC (HOUSTON TX)
NY
09/08/2011 - 08/22/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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