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Scott Robert Browning

Apollo Global Securities, LLC

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About Scott Robert Browning

Scott Robert Browning is a registered representative of Apollo Global Securities, LLC. Scott has been in the securities industry since January 30, 2013. Scott is registered in Texas. Scott holds Series 63, Series 24, SIE and Series 79 licenses. Scott previously worked at Goldman, Sachs & Co. from September 8, 2011 to August 22, 2013. Scott has a strong background in investment banking and is well-equipped to help clients meet their financial goals.

Firm Information

Scott Browning is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Browning’s Registration & Firm History

TX

01/16/2015 - Present

Apollo Global Securities, LLC (HOUSTON TX)

NY

09/08/2011 - 08/22/2013

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Robert Browning.
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