Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Arnold is a securities professional with over 20 years of experience in the financial services industry. Scott is currently registered with Newoak Capital Markets LLC, where he is based in New York, NY. Prior to his current role, Scott was also registered with Source Capital Group, Inc. Scott has a diverse background, having held positions at several prominent firms including Merit Capital Associates, Inc., B. C. Ziegler and Company, UBS Securities LLC, Smith Barney Inc., BT Securities Corporation, Prudential-Bache Securities Inc., and Salomon Brothers Inc.. Scott's experience, coupled with his Series 7, Series 3, Series 5, and SIE licenses, allows him to offer a broad range of investment services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2019 - Present
Newoak Capital Markets LLC (NEW YORK NY)
CT
07/07/2005 - 05/25/2007
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
CT
12/01/2001 - 06/10/2002
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
CT
06/01/2000 - 12/01/2001
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
IL
03/10/1998 - 06/03/1999
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
NY
07/29/1997 - 02/19/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
08/06/1991 - 07/21/1997
SMITH BARNEY INC. (NEW YORK NY)
MD
08/24/1990 - 06/05/1991
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
05/20/1987 - 04/18/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/21/1983 - 03/09/1987
SALOMON BROTHERS INC.
BC
Issued 01/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2019
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/1983
Series 5 - Interest Rate Options Examination
Active
Inactive
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