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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rivoira is an investment advisor representative at Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois. Scott has been in the industry for over 20 years. Scott has also held positions at The Leaders Group, Inc., Voya Financial Advisors, Inc., and National Planning Corporation. Scott is registered with the state of Colorado, and is also registered to provide investment advisory services in Texas. Scott holds a Series 63, 65, 66, 7 and 24 license, and has passed the SIE and Series 6TO exams. Scott provides financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/12/2023 - Present
Cetera Investment Advisers LLC (Aurora CO)
CO
04/11/2019 - 07/23/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
12/10/2015 - 10/19/2016
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
WI
10/28/2013 - 10/28/2015
SII INVESTMENTS, INC. (APPLETON WI)
CO
10/14/2013 - 10/28/2015
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
04/21/2012 - 10/11/2013
CURIAN CLEARING, LLC (DENVER CO)
TX
11/17/2010 - 06/15/2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
OH
01/09/2008 - 06/22/2010
NATIONWIDE FUND DISTRIBUTORS LLC (COLUMBUS OH)
OH
01/02/2008 - 01/09/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
11/16/2007 - 12/31/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CO
06/08/2004 - 10/01/2007
JANUS DISTRIBUTORS LLC (DENVER CO)
NY
11/18/1997 - 12/09/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
01/24/1994 - 04/12/1994
DICKINSON & CO. (DES MOINES IA)
CO
10/25/1993 - 12/16/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 6/25/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 6/3/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/9/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/19/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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