Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Riskin is a financial advisor with Oppenheimer & Co. Inc. in New York, NY. Scott has over 30 years of experience in the financial services industry. Scott has held previous roles at Morgan Stanley & Co. LLC, Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P. Scott holds a variety of licenses and certifications including Series 3, 7, 9, 10, 24, 55, 57TO and SIE. Scott is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/21/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
10/17/2013 - 07/10/2023
MORGAN STANLEY & CO. LLC (New York NY)
NY
03/03/2008 - 10/14/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/02/2006 - 03/17/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
03/27/2001 - 10/25/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/11/2000 - 03/27/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
04/13/1993 - 05/12/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 04/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/1998
Series 3 - National Commodity Futures Examination
BC
Issued 04/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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