Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richard Mues is a financial advisor with Stifel, Nicolaus & Company, Inc., registered with the Financial Industry Regulatory Authority (FINRA) since 5/3/2018. Scott has been in the financial services industry since 2002. Scott has extensive experience in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and institutions. Scott is registered to provide securities advice in all 50 states. Prior to joining Stifel, Nicolaus & Company, Inc., Scott worked at SCOTTRADE, INC., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
05/03/2018 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
10/10/2006 - 04/02/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
01/07/2002 - 10/02/2006
EDWARD JONES (ST LOUIS MO)
BC
Issued 03/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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