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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richard Mead is a financial advisor who has been in the industry since 2005. Scott has a broad range of experience working in the financial services industry, including previous roles with Citigroup Global Markets Inc. and First Clearing, LLC. Scott is a Series 66, Series 24, Series 10, Series 9, Series 4, Series 57TO, Series 79TO, SIE, Series 55, and Series 7 licensed professional. Scott specializes in a variety of investment strategies and has a strong track record of success. Scott is currently registered with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/01/2009 - Present
Morgan Stanley (PURCHASE NY)
NY
07/27/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
01/21/2005 - 08/24/2005
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 02/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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