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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richard Goodkind is an Investment Advisor Representative at Morgan Stanley. Scott has over 30 years of experience in the financial services industry. Scott is registered in 53 states and is a Series 6, 7 and 66 licensed professional. Scott offers a wide range of investment services, including financial planning, portfolio management, asset allocation advice and selection of other advisors. Prior to joining Morgan Stanley, Scott was employed with WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
Morgan Stanley (Orlando FL)
FL
07/01/2003 - 06/11/2014
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
NY
09/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/02/1990 - 09/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/07/1989 - 07/17/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
01/21/1987 - 03/11/1989
A. G. EDWARDS & SONS, INC.
NA
01/13/1986 - 06/04/1986
FIRST INVESTORS CORPORATION
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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