Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Frazer is a financial advisor registered with LPL Financial LLC. Scott has been in the financial services industry for over 11 years. Scott is registered to offer securities in Colorado and Texas. Scott is a Certified Financial Planner. Scott is affiliated with various insurance carriers for W&R Insurance Agencies, Parker, CO. Scott is also the President of Rocky Mountain Strategic Capital Inc. Scott's specializations are investment advisory, financial planning, pension consulting, education seminars, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/21/2021 - Present
LPL Financial LLC (FORT COLLINS CO)
CO
08/31/2020 - 07/21/2021
WADDELL & REED (FORT COLLINS CO)
CO
04/03/2013 - 09/02/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
06/05/2009 - 04/19/2012
WADDELL & REED, INC. (FT. COLLINS CO)
BOTH
Issued 06/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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