Unclaimed
Scott Reynolds Nickerson is a financial advisor with over 17 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC and has held previous positions at Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., UBS Financial Services Inc., and New England Securities. Scott holds the Series 6, 7, 63, and 66 licenses and has earned the SIE designation. Scott specializes in providing financial planning, investment management, and consulting services for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/15/2019 - Present
LPL Financial LLC (OVIEDO FL)
FL
04/01/2016 - 11/15/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAKE MARY FL)
FL
11/11/2011 - 04/01/2016
RAYMOND JAMES & ASSOCIATES, INC. (ORLANDO FL)
FL
02/13/2007 - 11/11/2011
MORGAN KEEGAN & COMPANY, INC. (ORLANDO FL)
FL
06/15/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (OVIEDO FL)
NJ
12/10/2004 - 05/25/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/26/2002 - 12/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 12/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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