Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Regan Mohler is a financial advisor with over 30 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC as a registered representative. Scott has previously worked for Ryan Beck & Co., Ladenburg, Thalmann & Co., Inc., Paine Webber Incorporated, Kidder, Peabody & Co. Incorporated, Raymond James Financial Services, Inc. and Cantella & Co., Inc. Scott is also registered as an investment advisor representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
10/18/2022 - Present
LPL Financial LLC (PORT CLINTON OH)
OH
02/25/2011 - 10/20/2022
CANTELLA & CO., INC. (CONCORD TOWNSHIP OH)
OH
12/08/2004 - 02/28/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (WILLOUGHBY OH)
NJ
01/31/2003 - 12/14/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
07/07/1999 - 02/04/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NJ
01/28/1995 - 07/08/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/03/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 05/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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