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Scott Raymond

Vision Financial Markets LLC

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About Scott Raymond

Scott Raymond is an active advisor associated with Vision Financial Markets LLC. Scott has been in the industry since 2015 and holds the Series 3, Series 99 and SIE exams.

Firm Information

Scott Raymond is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Raymond’s Registration & Firm History

CT

07/06/2015 - Present

Vision Financial Markets LLC (Stamford CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2015

Series 99 - Operations Professional Examination

BC

Issued 01/23/1999

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Raymond.
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