Unclaimed
Scott Ray Minton is a financial advisor with Ameriprise Financial Services, LLC. Scott has over 20 years of experience in the financial services industry, specializing in providing investment advice and financial planning to individuals and families. Scott is committed to helping clients achieve their financial goals through personalized financial strategies. Scott has held previous positions at Investment Professionals, Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Invest Financial Corporation, and Pruco Securities Corporation. Scott is registered to provide investment advice in Arizona, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Missouri, Nevada, Oregon, and Texas. Scott is also registered with the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
08/20/2024 - Present
Ameriprise Financial Services, LLC (Terre Haute IN)
IN
04/30/2009 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (TERRE HAUTE IN)
IN
03/11/2003 - 05/13/2009
UBS FINANCIAL SERVICES INC. (INDIANAPOLIS IN)
NY
11/02/2000 - 01/27/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
WI
09/03/1998 - 11/06/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
01/01/1998 - 08/20/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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