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Scott Randolph Ramsay

Vanguard Marketing Corp.

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About Scott Randolph Ramsay

Scott Ramsay has been a registered representative in the securities industry since 1992. Scott is a Principal at Vanguard Marketing Corp. and holds the Series 4, 7, 24, 27 and 63 securities licenses. Scott has over 30 years of experience in the financial services industry. Scott is registered with FINRA and is licensed in Pennsylvania.

Firm Information

Scott Ramsay is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Ramsay’s Registration & Firm History

PA

08/17/1992 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 11/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2013

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/17/2004

Series 24 - General Securities Principal Examination

BC

Issued 03/16/1994

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Randolph Ramsay.
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