Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Randolph Brown is a financial advisor registered with LPL Financial LLC. Scott has been in the financial services industry since August 2009. Scott is currently registered with the state of Florida as an Investment Advisor Representative and a Registered Representative. Scott is also registered with the states of California, Colorado, Georgia, Indiana, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas and Virginia as a Registered Representative. Scott has passed the Series 66 (Uniform Combined State Law Examination), Series 7 (General Securities Representative Examination) and SIE (Securities Industry Essentials Examination) exams. Scott has experience in a variety of financial services, including investment advisory services and portfolio management for businesses and individuals. Scott is also a notary public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/21/2009 - Present
LPL Financial LLC (TAMPA FL)
BOTH
Issued 10/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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