Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Randolph Berg is a financial advisor currently affiliated with Needham & Company, LLC, based in Minnetonka, MN. Scott has been in the financial industry since April 2009. Prior to his current role, Scott has held positions at NORTHLAND SECURITIES, INC., FELTL & COMPANY, and THINKEQUITY LLC. Scott is a licensed Series 7, 24, 63, 86 and 87 representative. Scott has been registered with FINRA since April 2015 and holds registrations in 5 states including California, Illinois, Massachusetts, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
MN
04/30/2015 - Present
Needham & Company, LLC (Minnetonka MN)
MN
06/04/2012 - 04/20/2015
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
MN
01/04/2010 - 05/31/2012
FELTL & COMPANY (PLYMOUTH MN)
MN
06/06/2008 - 03/06/2009
THINKEQUITY LLC (MINNEAPOLIS MN)
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/05/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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