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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Randall Price is a financial advisor who has been in the industry since 1994. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has held previous roles with A. G. Edwards & Sons, Inc., and Bank of America, NA. Scott has extensive experience in various financial services, including investment management, financial planning, and retirement planning. He holds multiple licenses and certifications, including Series 3, 7, 9, 10, 31, 63, and 65. Scott is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
01/21/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT SMITH AR)
MO
08/01/1994 - 11/18/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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