Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ashton is a securities professional with over 25 years of experience in the financial services industry. Scott holds a Series 7, Series 63, and Series 79TO licenses and is registered with GT Securities, Inc. Scott is currently registered with GT Securities, Inc. in California. Scott has experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/05/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
08/31/1993 - 02/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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