Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Randall Anderson is a financial advisor with Keefe, Bruyette & Woods, Inc. Scott has been in the financial services industry since December 17, 1992 and is registered to provide investment advice in 52 states. Scott has a broad range of experience in the industry including time at First Union Securities, Inc. and First Union Capital Markets Corp. Scott holds Series 7, 24, 63, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2000 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
MO
10/01/1999 - 09/29/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/18/1992 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 01/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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