Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Warner is a financial advisor registered with LPL Financial LLC. Scott has been in the financial services industry since April 2004. Scott has a total of 10 active registrations in 12 states. Scott holds the Series 6, Series 7, Series 63 and Series 66 licenses. Scott's registrations also include the Securities Industry Essentials (SIE) exam. Scott's previous employers include Sunset Financial Services, Inc., Pacific West Securities, Inc., Signator Financial Services, Inc. and Lincoln Financial Securities Corporation. Scott also holds the Series 63 license. Scott's areas of expertise include: Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Financial Planning, Selection of Other Advisers, Educational Seminars and Consulting and Other Non-Discretionary Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
04/16/2024 - Present
LPL Financial LLC (CANBY OR)
OR
07/16/2015 - 04/01/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (BAKER CITY OR)
OR
01/26/2012 - 07/16/2015
SIGNATOR FINANCIAL SERVICES, INC. (BAKER CITY OR)
OR
01/02/2009 - 01/26/2012
PACIFIC WEST SECURITIES, INC. (CANBY OR)
OR
04/22/2004 - 12/31/2008
SUNSET FINANCIAL SERVICES, INC. (BAKER CITY OR)
BOTH
Issued 06/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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