Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Porter Johnson has been in the financial services industry since May 5, 1994. Johnson is currently registered with Wells Fargo Clearing Services, LLC in Boise, ID, and is a registered representative in ID, TX. Johnson has passed numerous industry exams including the Series 63, Series 65, Series 10, Series 9, Series 3, Series 7 and SIE. Johnson has prior experience with Prudential Securities Incorporated. Johnson holds multiple licenses and registrations in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (BOISE ID)
NY
05/06/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/04/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1998
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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