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Scott Pollard

Lincoln International LLC

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About Scott Pollard

Scott Pollard is a financial professional with over 15 years of experience in the financial services industry. Scott is currently registered with Lincoln International LLC, a leading global investment bank. Previously, Scott worked with T3 Trading Group, LLC, WTS Proprietary Trading Group LLC, YieldQuest Securities, LLC, and Register & Akers Investments, Inc. Scott holds Series 3, 7, 56, 66, 79TO, 87, and SIE licenses. Scott's expertise lies in investment banking and trading, and Scott holds registrations in California, Georgia, Illinois, New York, and Texas.

Firm Information

Scott Pollard is currently registered with Lincoln International LLC. Lincoln International LLC is a Limited Liability Company that was formed on March 28, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has also received approval for its registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Pollard’s Registration & Firm History

IL

07/26/2022 - Present

Lincoln International LLC (CHICAGO IL)

NY

11/07/2014 - 04/06/2015

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

11/21/2013 - 11/07/2014

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

GA

11/04/2005 - 05/15/2009

YIELDQUEST SECURITIES, LLC (ATLANTA GA)

GA

07/08/2005 - 09/19/2005

REGISTER & AKERS INVESTMENTS, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/08/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/26/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/06/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2013

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 02/09/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/06/2006

Series 3 - National Commodity Futures Examination

BC

Issued 07/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Pollard.
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