Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Phillips is a financial advisor at Fifth Third Securities, Inc. in New York, NY. Scott has been in the industry since December 1997 and has a broad range of experience in investment banking, securities, and financial planning. Scott is licensed to offer a full range of services including securities, investment advisory, and financial planning. Scott's previous roles include SG Americas Securities, LLC, SG COWEN SECURITIES CORPORATION, and NOMURA SECURITIES INTERNATIONAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/09/2022 - Present
Fifth Third Securities, Inc. (NEW YORK NY)
NY
09/28/2016 - 07/06/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/26/2004 - 08/10/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/02/1997 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
06/06/1995 - 09/23/1996
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/23/1986 - 03/28/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 4/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/28/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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