Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sasse is a securities professional with over 23 years of experience in the financial industry. Scott's career has spanned across various firms, including Hold Brothers Capital LLC, Hold Brothers On-Line Investment Services L.L.C. and Skeffington Securities, L.L.C. Scott is currently registered with Avatar Securities, LLC. Scott holds a Series 63 license, a Series 57TO license, a Series 55 license and a Series 7 license. Scott's background in the financial industry provides a strong foundation for the services he provides to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2014 - Present
Avatar Securities, LLC (NEW YORK NY)
PR
03/08/2013 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
04/23/2012 - 03/20/2013
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NY
08/01/2002 - 10/11/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NJ
10/18/2001 - 08/01/2002
SKEFFINGTON SECURITIES, L.L.C. (JERSEY CITY NJ)
NY
04/16/1999 - 10/19/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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