Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Peter Mullady is a financial advisor with over 30 years of experience in the industry. Scott has held licenses since 1991 and has worked at various firms including Tower Square Securities, Inc., John Hancock Distributors, Inc., and CETERA Advisor Networks LLC. Scott is currently an Investment Advisor Representative with Arkadios Wealth Advisors and has been with them since September 2024. Scott specializes in providing financial planning and portfolio management services to individuals, families, and businesses. Scott is also a registered Representative of Arkadios Capital, a firm that provides retirement plan administration and tax reporting. Scott is a highly experienced advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2024 - Present
Arkadios Wealth Advisors (Commack NY)
NY
09/03/2013 - 07/05/2024
CETERA ADVISOR NETWORKS LLC (COMMACK NY)
NY
10/07/1997 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (WOODBURY NY)
MA
10/18/1996 - 10/10/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/18/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
11/22/1991 - 07/12/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/22/1991 - 07/12/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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