Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Peter Haggerty is a financial professional with over 23 years of experience in the financial services industry. Scott is currently registered with Prudential Annuities Distributors, Inc. He is a licensed Series 6 and 26 representative with a Series 63 license. Scott is also a Series 99TO and SIE exam holder. Scott has worked for several financial institutions, including Prudential Investment Management Services LLC and PRUCO Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/07/2009 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
CT
09/03/2021 - 04/30/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Shelton CT)
CT
08/26/2021 - 02/05/2024
PRUCO SECURITIES, LLC. (Shelton CT)
CT
09/12/1995 - 12/14/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 08/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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