Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Davis is a financial professional with over 10 years of experience in the securities industry. Scott is currently registered with HSBC Securities (USA) Inc. Scott has previously been registered with Aberdeen Fund Distributors, LLC and Quasar Distributors, LLC. Scott holds Series 7 and Series 63 licenses. Scott holds a SIE license as well. Scott's primary focus is on providing investment advice and portfolio management services. Scott has experience working with a variety of clients, including high-net-worth individuals, pooled investment vehicles, and corporations. Scott is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/28/2016 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
06/06/2013 - 09/02/2015
ABERDEEN FUND DISTRIBUTORS, LLC (NEW YORK NY)
ME
06/29/2009 - 05/20/2013
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
05/16/2008 - 06/27/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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