Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Carter is an investment advisor representative who has been in the industry since 1985. Scott is currently registered with Brookstone Capital Management LLC. Prior to that, Scott worked at Workman Securities Corporation, Investors Capital Corp., PMG Securities Corporation, Tri-Merica Securities Corporation, Intersecurities, Inc., C U Financial Services, and First American National Securities, Inc. Scott has a variety of designations and certifications, including Series 6, 62, 22, 63, 65, and 26. Scott is also a licensed insurance agent. Scott provides financial planning, educational seminars, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ME
10/08/2009 - Present
Brookstone Capital Management LLC (HAMDEN ME)
ME
01/03/2006 - 10/12/2009
WORKMAN SECURITIES CORPORATION (HAMPDEN ME)
MA
09/11/2000 - 01/13/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
IL
11/20/1997 - 09/08/2000
PMG SECURITIES CORPORATION (ELGIN IL)
NA
10/29/1997 - 11/20/1997
PMG SECURITIES CORPORATION
IL
03/22/1995 - 11/06/1997
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
FL
10/08/1993 - 12/16/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
04/19/1991 - 10/21/1993
C U FINANCIAL SERVICES (PALM HARBOR FL)
GA
12/17/1985 - 02/21/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 01/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/16/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/22/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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