Unclaimed
Scott Peluso is a financial advisor with Fifth Third Securities, Inc. Scott is registered to provide investment advice in 12 states, including Ohio, Michigan, Illinois, Florida, California and more. Scott has been in the financial services industry since 1995 and has experience with Berthel, Fisher & Company Financial Services, Inc. and Citizens Securities, Inc. prior to joining Fifth Third Securities, Inc. Scott has the Series 7, 6, 63 and 66 securities licenses. Scott specializes in providing investment advice to high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
03/11/2022 - Present
Fifth Third Securities, Inc. (FOSTORIA OH)
OH
02/14/2018 - 03/23/2022
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Toledo OH)
OH
09/09/2015 - 02/05/2018
CITIZENS SECURITIES, INC. (TOLEDO OH)
OH
01/04/2013 - 09/15/2015
ROYAL ALLIANCE ASSOCIATES, INC. (MAUMEE OH)
OH
09/18/1995 - 12/13/2012
SIGNATOR INVESTORS, INC. (MAUMEE OH)
MA
09/18/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 08/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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