Unclaimed
Scott Peck is a financial advisor with Commonwealth Financial Network. Scott has been a financial advisor since 2014. Scott is registered in Utah to provide investment advisory services. Scott is licensed in Utah as a Registered Representative. Scott specializes in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and state and municipal government entities. Scott has experience in providing investment advice, financial planning, portfolio management, and retirement planning services. Scott is committed to helping his clients achieve their financial goals. Scott is affiliated with Commonwealth Financial Network. Commonwealth Financial Network is an independent Registered Investment Adviser firm with headquarters in Waltham, MA. Commonwealth provides advisory services to individuals, families, and businesses. Commonwealth is dedicated to providing high-quality financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
05/18/2022 - Present
Commonwealth Financial Network (Provo UT)
UT
04/08/2021 - 01/04/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PROVO UT)
UT
04/09/2020 - 02/18/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SOUTH JORDAN UT)
UT
02/20/2015 - 02/17/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PROVO UT)
IA
Issued 02/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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