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Scott Paul Thomas

Tiaa-Cref Individual & Institutional Services, LLC

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About Scott Paul Thomas

Scott Thomas is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with TIAA-CREF Individual & Institutional Services, LLC, a firm with a strong focus on providing investment and financial planning services. Prior to joining TIAA-CREF, Scott was employed with WEA INVESTMENT SERVICES, INC. and U.S. BANCORP INVESTMENTS, INC. Scott is a licensed securities professional and holds the Series 7, 24, 63, and 66 licenses. He is also a certified financial planner. Scott specializes in providing financial planning and investment management services to individuals and families.

Firm Information

Scott Thomas is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Scott Thomas’s Registration & Firm History

WI

04/06/2016 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Madison WI)

WI

10/17/2006 - 03/31/2016

WEA INVESTMENT SERVICES, INC. (MADISON WI)

WI

12/01/2001 - 10/02/2006

U.S. BANCORP INVESTMENTS, INC. (MADISON WI)

NJ

07/03/2001 - 12/01/2001

FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)

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Licenses & Designations

BOTH

Issued 04/11/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/04/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Paul Thomas.
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