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Scott Paul Schlett

Morgan Stanley

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About Scott Paul Schlett

Scott Paul Schlett is a financial advisor currently registered with Morgan Stanley. Scott has been in the financial industry since 1991 and holds the Series 7, 31, and 63 licenses as well as the Series 65 license and the SIE exam. He has also earned the Certified Financial Planner designation. Scott's previous experience includes positions at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, First Union Capital Markets Corp., and Ryan, Beck & Co. Scott's current firm, Morgan Stanley, is a leading global financial services firm providing investment banking, securities, investment management, and wealth management services.

Firm Information

Scott Schlett is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Scott Schlett’s Registration & Firm History

NJ

04/14/2010 - Present

Morgan Stanley (Paramus NJ)

NJ

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)

NJ

06/24/2005 - 04/02/2007

MORGAN STANLEY DW INC. (PARAMUS NJ)

MO

10/01/1999 - 06/28/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

07/14/1995 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NJ

01/16/1991 - 07/31/1995

RYAN, BECK & CO. (FLORHAM PARK NJ)

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Licenses & Designations

IA

Issued 02/21/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 01/15/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Scott Paul Schlett. Review regulatory record here.
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