Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Paul Samuels is a financial advisor with Charles Schwab & Co., Inc. Scott has over 20 years of experience in the financial services industry. Scott has held positions with MML Investors Services, Inc. and Howe Barnes Investments, Inc. Scott is licensed to provide investment advice in Colorado and Texas. Scott is also a Registered Representative and a Registered Principal. Scott holds the following licenses: Series 4, 7, 9, 10, 55, 57TO, 63, and 66. Scott is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/26/2024 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MA
09/17/2002 - 09/05/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IL
06/02/2000 - 09/22/2000
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
BOTH
Issued 10/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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