Unclaimed
Scott Patrick Raue is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Artisan Partners Distributors LLC. Scott has a wide range of experience, having previously worked with firms such as Mosaic Funds Distributor, LLC, Wells Fargo Funds Distributor, LLC, and Strong Investments, Inc. Scott has a strong background in securities, having passed the Series 6, 7, 63 and 65 exams. Scott is registered to provide investment advice in all 50 states and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
01/14/2013 - Present
Artisan Partners Distributors LLC (MILWAUKEE WI)
WI
08/12/2011 - 12/14/2012
MOSAIC FUNDS DISTRIBUTOR, LLC (MADISON WI)
WI
04/11/2005 - 06/20/2011
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
10/11/1999 - 04/11/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
WI
01/13/1997 - 12/31/1998
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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