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Scott Patrick Newman

Nelson Securities, INC.

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About Scott Patrick Newman

Scott Newman is a financial advisor with over 20 years of experience in the industry. Scott is registered with Nelson Securities, Inc. Scott has been with Nelson Securities, Inc. since 2002. Prior to joining Nelson Securities, Inc., Scott worked at MORGAN STANLEY DW INC., CUSO FINANCIAL SERVICES, L.P., and LINSCO/PRIVATE LEDGER CORP. Scott holds the Series 7, Series 31, Series 63 and Series 65 licenses. Scott specializes in portfolio management for individuals and the publication of periodicals.

Firm Information

Scott Newman is currently registered with Nelson Securities, INC.. Nelson Securities, INC. is a Corporation formed on October 3, 1983, and is headquartered in SPOKANE, WA, United States. The firm has 7 licensed agents, 9 investment adviser representatives, 11 registered representatives, 9 individuals performing investment advisory functions, and 0 investment adviser representatives for other investment advisers. The firm manages approximately $242,493,984 in regulatory assets under management and offers portfolio management services to individuals and publication of periodicals. They also provide investment advisory services to individuals other than high-net-worth individuals, corporations, and pension and profit sharing plans. Nelson Securities, INC. is registered with the SEC and is also registered in all 50 states.
Nelson Securities, INC.

9718 N MORTON CT

SPOKANE, WA 99218

$242.49M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Newman’s Registration & Firm History

CA

09/05/2002 - Present

Nelson Securities,INC. (SAN DIEGO CA)

NY

06/01/2001 - 11/02/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

08/30/2000 - 12/07/2000

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

SC

09/11/1998 - 05/15/2000

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

IA

Issued 06/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 09/10/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Patrick Newman.
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