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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott McAlister is a financial advisor with Morgan Stanley and has over 24 years of experience in the industry. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. Scott’s previous experience includes roles at CHARLES SCHWAB & CO., INC. and M.L. STERN & CO. INC. Scott is currently registered in 14 states and provides advisory services to individuals, high-net-worth individuals, corporations, investment clubs, pension plans, and charitable organizations. Scott specializes in asset allocation advice, financial planning, and portfolio management. Scott is also active in the community as a Board Member of The Pacheco Club of Monterey and on the Investment Committee for the Grand Lodge of Free and Accepted Masons of the State of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Monterey CA)
CA
03/09/2007 - 01/10/2012
CHARLES SCHWAB & CO., INC. (SOQUEL CA)
CA
07/06/2004 - 01/25/2007
CHARLES SCHWAB & CO., INC. (SOQUEL CA)
CA
04/13/1992 - 04/28/1997
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
BOTH
Issued 11/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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