linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Patrick Kelley

Lion Street Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Patrick Kelley

Scott Kelley is a financial advisor with over 30 years of experience in the industry. He currently works at Lion Street Advisors, LLC and is registered with FINRA as well as the state of California. Scott has passed a variety of licensing exams including Series 6, 7, 63, and 66. His previous employers include AMERITAS INVESTMENT CORP. and CARILLON INVESTMENTS, INC. He specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.

Firm Information

Scott Kelley is currently registered with Lion Street Advisors, LLC. Lion Street Advisors, LLC is an investment advisory firm based in Austin, TX, with over 141 investment advisor representatives and 126 licensed agents. The firm manages over $2.3 billion in assets for a diverse clientele, including individuals, high-net-worth individuals, pension and profit-sharing plans, and other investment advisors. Lion Street Advisors provides financial planning, pension consulting, portfolio management for individuals and businesses, selection of other advisors, and wrap fee program participation.
Lion Street Advisors, LLC

300 COLORADO

AUSTIN, TX 78701

$2.34B

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Kelley’s Registration & Firm History

CA

01/01/2025 - Present

Lion Street Advisors, LLC (San Ramon CA)

CA

06/30/2006 - 08/02/2019

AMERITAS INVESTMENT CORP. (San Ramon CA)

CA

10/26/1998 - 06/30/2006

CARILLON INVESTMENTS, INC. (DANVILLE CA)

AZ

06/07/1991 - 10/28/1998

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

Not sure if Scott Patrick Kelley is right for you?

Licenses & Designations

BOTH

Issued 01/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Patrick Kelley. Review regulatory record here.
Not sure if Scott Patrick Kelley is right for you?