Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hughen is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Stonex Financial Inc. and holds multiple licenses including Series 7, 24, 52, 55, 57, 63, 99, and SIE. Scott’s experience includes working with clients in the Birmingham, Alabama area, and has a history with Sterne, Agee & Leach, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
04/20/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
11/15/2000 - 07/10/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
BC
Issued 10/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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