Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Cork is a financial advisor with Northwestern Mutual Investment Services, LLC, and has been in the industry since June 6, 2000. Scott holds a Series 66, 63, 10, 9, 7 and SIE licenses and is registered with the state of Indiana. Scott's firm, Northwestern Mutual Investment Services, LLC is a broker-dealer headquartered in Milwaukee, Wisconsin, with over 2181 licensed agents, 2341 investment advisor representatives and 2399 registered representatives nationwide. Scott has been with Northwestern Mutual Investment Services, LLC since 2004. Scott has also worked with TD WATERHOUSE INVESTOR SERVICES, INC., Northwestern Mutual Wealth Management Company, David Kiecker and Michael McGinley. Scott's current employment is with Northwestern Mutual Investment Services, LLC located in Indianapolis, Indiana, and is approved to provide investment advisory services in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IN
05/24/2005 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
NE
06/03/1999 - 11/11/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 06/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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