Unclaimed
Scott Patrick Connors has been in the financial services industry since 1990. He is a Registered Representative and Investment Advisor Representative at The Wealth Consulting Group, where he provides financial planning and investment advisory services. Scott holds Series 7, 63, and 65 licenses and has prior experience with UBS Financial Services Inc., Piper Jaffray & Co., and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
07/19/2023 - Present
THE Wealth Consulting Group (Overland Park KS)
KS
08/12/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
10/28/2005 - 08/12/2006
PIPER JAFFRAY & CO. (LEAWOOD KS)
NY
05/22/1990 - 11/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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