Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Parker Reynolds is an active financial advisor who has been in the industry since November 20, 1986. Scott is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as an investment advisor representative. Scott has passed several industry exams including Series 65, Series 63, Series 24, Series 23, Series 9, Series 10, SIE, Series 3, and Series 7. Scott has been licensed in many states including New Mexico, Texas, Arizona, California, Colorado, Florida, Georgia, Illinois, Iowa, Minnesota, Nevada, New York, Ohio, Oklahoma, Pennsylvania, and Washington. In addition to his current role with Merrill Lynch, Pierce, Fenner & Smith Inc., Scott also has previous experience with Bank of America,N.A.. Scott also owns a small video game business. Scott is a dedicated advisor with a diverse background.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
09/05/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALBUQUERQUE NM)
IA
Issued 04/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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