Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott P Nelson is a financial advisor with over 40 years of experience in the industry. Scott has held licenses with several firms including Merrill Lynch, Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., and now Raymond James & Associates, Inc. Scott's areas of specialization include retirement planning, investment management, college planning, and estate planning. Scott has been with Raymond James & Associates, Inc. since January 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/12/2024 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
NJ
06/14/2013 - 01/22/2024
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
06/01/2009 - 07/09/2013
MORGAN STANLEY (LOVE LADIES NJ)
NJ
02/20/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NY
04/13/1984 - 02/22/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/18/1981 - 04/10/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/19/1981 - 09/30/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 01/26/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 05/12/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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