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Scott Owen Schumacher

Fidelity Brokerage Services LLC

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About Scott Owen Schumacher

Scott Schumacher has been in the financial industry since 2011. Currently, Scott is registered with Fidelity Brokerage Services LLC. Scott is active in 51 states and the District of Columbia. Scott has held previous positions with GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc., Ranson & Associates Inc., and Ranson Capital Corporation.

Firm Information

Scott Schumacher is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Schumacher’s Registration & Firm History

RI

06/18/2020 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

KS

09/02/2014 - 10/15/2019

GWFS EQUITIES, INC. (OVERLAND PARK KS)

KS

08/14/2014 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)

IL

03/21/1996 - 07/24/1998

RANSON & ASSOCIATES INC. (CHICAGO IL)

ND

11/08/1994 - 01/03/1996

RANSON CAPITAL CORPORATION (MINOT ND)

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Licenses & Designations

BC

Issued 03/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Owen Schumacher.
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