Unclaimed
Scott Schumacher has been in the financial industry since 2011. Currently, Scott is registered with Fidelity Brokerage Services LLC. Scott is active in 51 states and the District of Columbia. Scott has held previous positions with GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc., Ranson & Associates Inc., and Ranson Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
06/18/2020 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
KS
09/02/2014 - 10/15/2019
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
08/14/2014 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
IL
03/21/1996 - 07/24/1998
RANSON & ASSOCIATES INC. (CHICAGO IL)
ND
11/08/1994 - 01/03/1996
RANSON CAPITAL CORPORATION (MINOT ND)
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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