Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Samuels is a financial advisor currently affiliated with Citigroup Global Markets Inc., based in Whitestone, NY. Scott has been in the financial industry since 1990. Previously, Scott Samuels was employed by Infinex Investments, Inc., Spartan Capital Securities, LLC, AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL, INC, Ladenburg Thalmann & Co. Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., Janney Montgomery Scott LLC, Prudential Securities Incorporated, PaineWebber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Scott Samuels holds Series 63, 65, 7, and SIE licenses. Scott Samuels provides services in portfolio management for individuals and businesses, as well as financial planning, security ratings, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/01/2021 - Present
Citigroup Global Markets Inc. (Whitestone NY)
NY
08/06/2018 - 10/29/2021
INFINEX INVESTMENTS, INC. (NEW YORK NY)
NY
08/09/2016 - 08/24/2018
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
03/25/2010 - 08/10/2016
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
12/17/2008 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
05/22/2006 - 12/19/2008
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
04/29/2002 - 06/01/2006
RYAN BECK & CO. (GREAT NECK NY)
NY
06/27/2001 - 05/15/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
PA
04/21/1997 - 06/27/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
02/28/1994 - 04/14/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/26/1990 - 03/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/30/1990 - 10/30/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
01/24/1990 - 06/04/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/6/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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