Unclaimed
Scott OBrien has been in the industry since October 3, 2021. Currently, Scott OBrien is registered with Liquidnet, Inc. and is based in the New York, NY branch office. Scott OBrien's previous experience includes Barclays Capital Inc.. Scott OBrien is licensed as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/10/2023 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
10/04/2021 - 04/26/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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