Unclaimed
Scott Norman Mincemoyer is a financial advisor registered with LPL Financial LLC. Scott is a seasoned professional with over 20 years of experience in the financial services industry. Scott has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. Scott has a passion for helping clients achieve their financial goals. Scott’s expertise includes retirement planning, investment management, and college savings. Scott holds both Series 7 and Series 63 licenses, and has previously been registered with A. G. Edwards & Sons, Inc., Edward Jones, Associated Investment Services, Inc., UVEST Financial Services Group, Inc., PRIMEVEST Financial Services, Inc., Investment Centers of America, Inc., and LPL Financial LLC. Scott is committed to providing clients with personalized service and a high level of professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/13/2020 - Present
LPL Financial LLC (BYRON IL)
IL
11/29/2017 - 03/04/2019
LPL FINANCIAL LLC (ROCHELLE IL)
IL
01/03/2012 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (ROCHELLE IL)
IL
02/26/2007 - 12/31/2011
PRIMEVEST FINANCIAL SERVICES, INC. (ROCHELLE IL)
IL
09/15/2005 - 01/10/2007
PRIMEVEST FINANCIAL SERVICES, INC. (WINNEBAGO IL)
NC
01/14/2004 - 09/06/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
WI
01/13/2003 - 01/30/2004
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
MO
09/30/1999 - 01/14/2003
EDWARD JONES (ST. LOUIS MO)
MO
02/20/1996 - 07/30/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 02/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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