Unclaimed
Scott Norbert Gongorek is an investment advisor representative with Ameriprise Financial Services, LLC. Scott has been in the financial services industry since October 25, 1987. Scott is registered with the state of Illinois as a Registered Investment Advisor. Scott has experience with Wells Fargo Advisors, LLC, MESIROW FINANCIAL, INC. and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/30/2016 - Present
Ameriprise Financial Services, LLC (DOWNERS GROVE IL)
IL
04/07/2008 - 10/03/2016
WELLS FARGO ADVISORS, LLC (NAPERVILLE IL)
IL
04/06/2001 - 04/09/2008
MESIROW FINANCIAL, INC. (OAKBROOK TERRACE IL)
NY
05/10/1994 - 04/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/20/1987 - 05/03/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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