Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Neff is a financial advisor with Ameriprise Financial Services, LLC. Scott Neff has been working in the financial services industry since August 27, 2000. Scott Neff is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds the Series 66, Series 10, Series 9, Series 31, and Series 7 licenses. Scott Neff is also registered in 18 states. Scott Neff specializes in financial planning, investment management, and insurance. Scott Neff has a strong background in helping clients achieve their financial goals. Scott Neff works with clients of all ages and income levels and offers a variety of financial services, including retirement planning, college savings, investment management, and insurance planning. If you are looking for a financial advisor to help you achieve your financial goals, Scott Neff may be a good option for you.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (East Aurora NY)
NY
06/01/2009 - 12/03/2014
MORGAN STANLEY (WILLIAMSVILLE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BATAVIA NY)
NY
08/28/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BATAVIA NY)
BOTH
Issued 09/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Neff is the right advisor for you? Invested Better is here to help.
