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Scott N Raider

THE Leaders Group, Inc.

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About Scott N Raider

Scott Raider is a financial advisor with The Leaders Group, Inc. Scott has been in the industry since 2010 and has a diverse background, having worked with several firms throughout their career. Scott is registered with FINRA and holds multiple licenses, including Series 7, 24, 51, 66, and SIE. Scott is passionate about helping individuals and families achieve their financial goals.

Firm Information

Scott Raider is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Raider’s Registration & Firm History

CO

06/29/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NJ

11/28/2022 - 06/22/2023

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)

CA

06/08/2020 - 12/15/2020

PRECISION SECURITIES, LLC (DEL MAR CA)

CA

10/17/2013 - 06/19/2018

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

12/13/2010 - 11/19/2013

LPL FINANCIAL LLC (SAN DIEGO CA)

NC

12/21/2010 - 04/26/2012

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

CA

08/30/2010 - 11/10/2010

WAVELAND CAPITAL PARTNERS LLC (IRVINE CA)

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Licenses & Designations

BOTH

Issued 11/04/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/13/2015

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/03/2014

Series 4 - Registered Options Principal Examination

BC

Issued 10/27/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott N Raider.
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