Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Morgenthaler is a financial advisor with J.p. Morgan Securities LLC. Scott has been in the financial industry since November 14, 2008. Scott holds both Series 63 and Series 65 licenses, and has also passed the Series 7 and SIE exams. Scott has previously worked at Keel Point Capital, LLC, WFG Investments, Inc., and Friedman, Billings, Ramsey & Co., Inc. Scott is registered in 53 states and Washington, D.C., and has 19 approved SRO registrations, 1 approved FINRA registration, and 2 approved IA State Registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
03/25/2024 - Present
J.p. Morgan Securities LLC (Washington DC)
VA
01/02/2015 - 09/09/2015
KEEL POINT CAPITAL, LLC (Vienna VA)
VA
02/11/2011 - 12/31/2014
WFG INVESTMENTS, INC. (VIENNA VA)
VA
11/07/2006 - 02/23/2009
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
IA
Issued 03/25/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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