Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michel Keith is a financial advisor who has been in the industry since 1989. Scott is currently registered with Robert W. Baird & Co. Inc. in Wisconsin. Scott has been with Robert W. Baird & Co. Inc. since 2003. Prior to that, Scott worked at WACHOVIA SECURITIES, LLC, BLUNT ELLIS & LOEWI INCORPORATED, and MONARCH SECURITIES, INC. Scott is licensed to sell securities in 30 states and the District of Columbia. Scott holds the Series 6, 7, and 63 licenses. Scott is a Registered Investment Advisor (RIA) and is also licensed to sell insurance in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
05/30/2003 - Present
Robert W. Baird & Co. Inc. (OCONOMOWOC WI)
MO
09/04/1990 - 06/04/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
07/17/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
10/27/1989 - 08/09/1990
MONARCH SECURITIES, INC.
BC
Issued 12/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1990
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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